Mergers & Acquisitions
MA_TelPlexus_Osmose
TelPlexus, Inc. acquired by Osmose Utilities Services, Inc.
MA_whipmix_jelrus
Whipmix acquires Burnout Oven Line
MA ISA
ISA has been acquired by an affiliate of GenCap America
MA AT
A & T Industrial has been acquired by Thompson Industrial Services
MA Tomkins Koch
Tomkins plc has acquired Koch Filter Corporation
MA Vogt Ice Turbo
cap
MA Cramer Active Ankle
crmaer
MA Whipmix Waterpik
cap
MA Ormet SBI
ORMET Corp. has acquired SBI
MA Conway
American Business Products has acquired Conway Enterprises
MA Revive
Gurwitch has acquired Revive Skincare Products
MA Blue Diamond Coal
Blue Diamond Coal has merged with James River coal
MA SJF Paramount
SJF Properties has acquired Paramount
MA Chemed_roto-rooter
Chemed has acquired Roto-Rooter
MA Constellation
Constellation Energy Group has acquired Fellon McCord and Alliance Energy Services
HiramWalker Makers
Hiram Walker has acquired Makers Mark
MA Precision Elamex
Elamex has acquired Precision
MA Kentucky Home Mutual
Kentucky Home Mutual has merged with National Guardian
MA CompDent
APPS Dental has acquired CompDent
MA Piazza Indyfruit
Indianapolis Fruit has merged with Piazza Produce
MA KYrivercoal
Kentucky River Coal - Financial Advisor
MA CCHT
Gibraltar Steel Company has acquired CCHT
MA kraft
Service Corporation International has acquired Kraft
MA UAS Clarcor
UAS has merged with Clarcor
MA Global election
Diebold Incorporated has acquired Global Election Systems
MA dupont surgery
Ambulatory Resource Centres has acquired Dupont Surgery Center
MA Whipmix Ardent
sample 3
MA dealers
Military Financial Services has acquired Dealers' Financial Services
MA delta wire
Bekaert has acquired Delta Wire
MA darling roll-it
L.A. Darling Co. has acquired Roll-it
OmniVisions
Omnivisions
MA Bank Henderson
The Bank of Henderson has acquired Latta Insurance, Inc.
MA American Commercial
American Commercial Terminals has sold certain assets to Global Materials Services
MA Art Etc
Cedar Creek Partners has acquired Art Etc.
Weyerhaeuser Southern
Weyerhaeuser has acquired Southern Container
MA LaMar Phillips Reliastar
LaMar Phillips has acquired Reliastar
RFE ATI
RFE Partners has acquired Dynamic Metal Forming
United Health One
United Health One has repurchased a large minority block of stock from Shareholders
Tapscotts
Tapscotts has been acquired by a Private Equity Group
OldNat Security
Old National Bank has acquired Security Bankcorp, Inc.
Belden Redland
Belden has acquired Redland Brick
BET Spaldings
British Electric Traction has acquired Spalding's Services LTD
Chesapeake Independent Boxmakers
Chesapeake has acquired Independent Boxmakers
Dover Holmes
Dover Corporation has acquired Holmes, Ernest Co.
Faitoute MetalUSA
Faitoute Steel Companyhas acquired Metals USA
Field Soparind
Groupe Soparind Bongrain has acquired Field Packaging Co.
FirstMidwestBank FirstNatColumbus
First Midwest Bank has acquired First National Bank of Columbus
GrandMet DryMilks
Grand Metropolitan LTD has acquired Dry Milks, Inc.
Guest Supply Nasco
Sysco Guest Supply has acquired Nasco Supply Co.
Hughes Eady
Hughes Group has acquired Eady Construction Co.
Koppers Stone
Koppers has acquired Cedar Buff Stone
Koppers-ScottCo
Koppers has acquired Scott County Stone Company
Lee BlueLake
Lee has acquired Blue Lake Block Inc.
MidSouthBank Adairville
MidSouth Bank has acquired Adairville Banking Company
Morganthaler Cambridge
Morganthaler Ventures has acquired Cambridge, Inc.
Oldenburg Stamler
Oldenburg Group has acquired W.R. Stamler Corporation
Beatrice Saps
Beatrice has acquired Saps Foods, Inc.
KYSouBancorp Citizens
Kentucky Southern Bancorp has acquired Citizens Bank & Trust
ElPaso DeepTech
El Paso Energy Corporation has acquired DeepTech International
MA Keller Paragon
Keller Furniture has acquired Paragon Door Designs
MA Isleworth Galen
Isleworth Partners, LLC has acquired Galen College of Nursing
MA TN Valley Ventures INDCO
An affiliate of Tennessee Valley Ventures has acquired INDCO
MA Pinnacle Midwest Paper
Pinnacle Packaging Inc. has acquired Midwest Paper Products
MA Republic Pneumatics
Republic Pneumatics has been acquired by Management
MA Berean Wellspring
Berean Christian Stores has acquired The Wellspring Christian Book Center
MA Koi AEGroup
KOI Autoparts has acquired the AE Group
MA DAS Tech USAS Tech
DAS Technologies has acquired USAS Technologies
MA Blairrington Credit Bureau MCB
Blairrington Credit Bureau has acquired Medical Credit Bureau
MA ADSnetcurve Diya
Sample 1
MA Papalia Munich
sample
MA Republic Diesel Corp
ss
MA Warren Buren
Warren Technology has acquired Burren & Company
Public Offerings
PO_Medley Capital
$40,000,000 7.125% senior notes due 2019
PO_Triangle Capital
$60,000,000 7.00% senior notes due 2019
PO_Gladstone Investment
1,400,000 shares of series A preferred stock
PO Gladstone Commercial
725,000 Shares of Common Stock
$18.35 per share
Artesian Resources
804,290 shares of class A common stock
PO First Potomac2
4,000,000 shares
Liquidation Preference of $25 per share
PO Whitestone
2,200,000 Shares of Class B Common Stock, $12 per share
PO Stockyards 2
Stock Yards Bancorp - 3,000,000 preferred securities
PO York Water
York Water Company - 950,000 shares of common stock, $14 per share
PO IRET 3
Investment Real Estate Trust - 6,000,000 shares of common stock, $10.20 per share
PO Compudyne
CompuDyne Corporation - 40,250,000, 6.25% convertible subordinated notes due 2011
PO Compass
Compass - 13,500,000 shares, $15 per share
PO Gladstone Investment 6
Gladstone Investment - 14,400,000 shares of common stock, $15 per share
PO Stockyards 1
Stock Yards Bancorp - 2,000,000 preferred securities, 9.0% cumulative trust securities, liquidation amount $10 per preferred security
PO IRET 2
Investment Real Estate Trust - 3,000,000 shares of common stock, $8.70 per share
PO PSC
PSC - 4,000,000 shares of common stock, $23.40 per share
PO NCBE
NCBE - 1,380,000 preferred securities, 8.25% cumulative trust preferred securities, liquidation amount of $25 per preferred security
PO IRET
Investors Real Estate Trust - 8,000,000 shares of common stock, $8.25 per share
PO Citizens first 2
Citizens First Corp. - 900,000 shares of common stock, $16 per share
PO Irwin Financial
Irwin Financial - 6,210,000 shares of common stock, $14.15 per share
PO Churchill Downs
Churchill Downs - 2,000,000 shares of common stock, $29 per share
PO Lafayette community bank
LaFayette Community Bank - 901,000 shares of common stock, $10 per share
PO IFC Trust III
IFC Capital Trust - 2,070,000 preferred securities, 8.75% cumulative convertible, liquidation amount $25 per security
PO MHI hospitality
MHI Hospitality - 6,000,000 shares of common stock, $10 per share
PO Citizens First
Citizens First Corporation - 436, 667 shares of common stock, $15 per share
PO Republic
Republic Bancorp - 2,140,000 shares of Class A common stock, $13 per share
PO Mannatech
Mannatech - 3,000,000 shares of common stock, $8 per share
PO Rawlings
Rawlings - 7,650,000 shares of common stock, $12 per share
PO Sizeler
Sizeler Property Investors - 3,000,000 shares of common stock, $9.08 per share
PO Southwest Water
Southwest Water Company - 1,700,000 shares of common stock, $11.90 per share
PO Windrose 2
Windrose Medical Properties Trust - 1,500,000 shares of common stock, $12.80 per share
PO Windrose
Windrose Medical Properties Trust - 1,700,000 shares of common stock, $13.91 per share
PO Weingarten 3
Weingarten Realty Investors - 3,000,000 shares of common stock, $34.20 per share
PO Weingarten 2
Weingarten Realty Investors - 28,000,000 shares of common stock, $14.25 per share
PO Weingarten
Weingarten Realty Investors - 8,000,000 shares, 6.5% series F redeemable preferred stock, liquidation preference $25 per share
PO Urstadt Biddle 3
Urstadt Biddle Properties - 8,050,000 shares of class A common stock, $10.90 per share
PO Urstadt Biddle 2
Urstadt Biddle Properties - 2,450,000 shares of series D cumulative preferred stock, liquidation preference of $25 per share
PO Urstadt Biddle
Urstadt Biddle Properties - 4,800,000 shares of class A common stock, $9.30 per share
PO Summit
Summit State Bank - 1,432,700 shares of common stock, $15 per share
PO Gladstone Commercial 4
Gladstone Commercial - 1,000,000 shares, 7.75% series A cumulative redeemable preferred stock, $25 per share
PO Sovran
Sovran Self Storage - 1,200,000 shares of series B cumulative redeemable preferred stock, liquidation preference of $25 per share
PO IFC Capital Trust
IFC Capital Trust - 2,070,000 preferred securities, 10.5% cumulative trust, liquidation amount of $25 per share
PO CBL 3
CBL - 4,200,000 Depository shares each representing 1/16 of a share of 7.75% series C cumulative redeemable preferred stock, liquidation preference of $25.00 per share
PO CBL 2
CBL - 7,000,000 Depository shares each representing 1/10th of a share of .375% series C cumulative redeemable preferred stock, liquidation preference $25 per share
PO CBL
CBL - 2,500,000 shares 9% Series A Cumulative Redeemable Preferred Stock, Liquidation preference $25 per share
PO Gladstone Commercial 5
Gladstone Commercial - 1,000,000 shares 7.5% series B redeemable preferred stock, $25 per share liquidation preference
PO Gladstone Capital
Gladstone Capital - 2,000,000 shares of common stock, $24.25 per share
PO Gladstone Capital 2
Gladstone Capital - 1,000,000 shares of common stock, $22.75 per share
CA Water service group 2
California Water Service Group - 1,250,000 shares of common stock, $27.25 per share
PO CA Water Service group
California Water Service Group - 2,000,000 shares of common stock, $36.75 per share
PO Artesian
Artesian - 500,000 shares of Class A Non-Voting Stock, $32 per share
PO AMreit
AM REIT - 2,400,000 shares, $8.10 a share
PO AmeriVest 4
AmeriVest - 4,140,000 shares of common stock, $6.05 per share
PO Gladstone Commercial 3
Gladstone Commercial - 6,600,000 shares of common stock, $15 per share
PO Amerivest 3
AmeriVest- 5,500,000 shares of common stock, $6.75 a share
PO AmeriVest 2
AmeriVest - 5,000,000 shares of common stock, $6.20 per share
PO AmeriVest 1
AmeriVest - 6,325,000 shares of common stock, $6.75 a share
PO American Capital Strategies
American Capital Strategies - 5,000,000 shares of common stock, $17 a share
PO CBL 4
CBL - 2,000,000 shares of 8.75% series B cumulative redeemable preferred shares, $50 per share
PO Chartermac
CharterMac- 6,325,000 shares of common stock, $15.47 a share
PO First Potomac
First Potomac - 7,500,000 shares of common stock, $15 per share
PO Delta 2
Delta - 575,000 shares of common stock, $21.60 per share
PO Delta
Delta - 350,000 shares of common stock, $16 per share
PO Crownam realty trust
Crown American Reality Trust - 5,750,000 shares of common stock, $8.75
PO Communitytrust 2
Community Trust Bancorp - 2,500,000 preferred securities, 8.5% cumulative trust preferred securities, liquidation amount $10 per preferred security
PO Community Trust Bancorp
Community Trust Bancorp - 1,200,000 preferred securities, 9% cumulative trust, $25 per preferred security
PO Citizensfinbank
Citizens Financial Bank - 250,000 shares of common stock, $20 per share
PO Alrenco
Alrenco - 1,800,000 Shares of Common Stock, $14 a share
Financial Advisory
BV_QSR_ESOP
Quick Service Restaurant - Initial ESOP Valuation
BV_FoodProducts_Family
Leading Foods Company - Family Buyout Program
BV_FinlServices_Redemption
Financial Services Providor - Co-Founder Redemption
BV_CasualDining_ESOP
Casual Dining Chain - Annual ESOP Valuation
pp_apparel brand
Private Equity Investor
BV_Internet Retailer
Business Valuation of Internet Retailer
PP_Wireless Tech Software
Private Placement advisor for wireless software company
BV_Data Storage
Business Valuation for data storage co.
PP_Specialty Foods
Private Placement advisor for specialty foods co.
BV_Construction Aggregates
Business Valuation for Construction Aggregates co.
PP_Online College
Private Placement advisor for online university
BV_Comm Contractor
Business Valuation of commercial contractor
PP_Midwest Bank 3
Private Placement advisor for midwest regional bank
BV_Chemical Manufacturer
Business Valuation for chemical manufacturing co.
PP_Midwest bank 2
Private Placement advisor for midwest regional bank
BV_Sporting Goods
Business Valuation of Sporting Goods co.
PP_Midwest insurance Co
Private Placement for Midwest-based Insurance Co.
BV_biotech co
Business Valuation on Biotechnology Co.
PP_Midwest bank 1
Private Placement advisor for midwest regional bank
BV_Alcohol
Alcohol Beverage business valuation
PP_Event_Mgmt
Private Placement for Event Management Co.
BV_Outsourced Recruiter
Business Valuation of outsourced recruiting co.